AML/CTF Compliance Frameworks
Developing, enhancing or reviewing AML/CTF compliance frameworks, procedures and risk-based controls that integrate with existing legal practice obligations.
As practitioners, we are bound by a rigorous set of ethical and professional obligations. Our guidance is built on meeting those obligations first and foremost, while ensuring compliance with other regulatory requirements.
Regulatory compliance with AML laws must be implemented in a manner that supports and safeguards your professional obligations as a legal practitioner, because your professional reputation and ultimately your practising certificate depend on it.
We advise and act for:
We assist by:
Developing, enhancing or reviewing AML/CTF compliance frameworks, procedures and risk-based controls that integrate with existing legal practice obligations.
Advising on professional duties, including confidentiality, privilege, independence and ethical decision-making when AML/CTF concerns arise.
Providing guidance on terminating retainers for just cause, including when due diligence identifies unacceptable legal, ethical or reputational risks.
Training lawyers and staff on practical AML/CTF requirements, risk indicators and operational responsibilities under the new regime.
Conducting file or practice reviews to ensure compliance and reduce exposure to regulatory or disciplinary consequences.
Drafting or reviewing policies and procedures, including client due diligence, ongoing monitoring and risk escalation processes.